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Netcapital: notice of delisting or failure to meet a listing standard
Form 8-K filed Nov 9, 2026 · items 3.01
Delisting noticesNetcapital Inc. Receives Nasdaq Extension to Regain Compliance with Periodic Filing Requirement
What the filing says
As previously disclosed, on August 24, 2026 and September 21, 2026, Netcapital Inc. (the “Company”) received notices (the “Delinquency Notifications”) from the Listing Qualifications Department (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company did not comply with Nasdaq’s filing requir
Read the filing on SEC EDGAR →
What usually followsAcross 492 8-Ks reporting Item 3.01 (delisting notice or listing-rule failure) in our universe, the stock's median move the next session was 0.0% (typical size ±2.1%, up 46% of the time); over the following 21 sessions, −0.2%. Every item ranked →
What this kind of filing means
Item 3.01 — Notice of delisting or failure to meet a listing standard. A delisting notice starts a compliance window; companies often answer with a reverse split, a plan, or a move to another market.
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Read automatically from SEC EDGAR (13F, Form 4, Form 144, Schedule 13D/G, 8-K, XBRL), House and Senate disclosures, FINRA and exchange data; errors are possible. Not investment advice.