Filing Flows › Today › Activist stakes (13D)
New 13D filings today
Updated Nov 8, 2026
205 Schedule 13D filings in the last two weeks, 50 of them new: holders above 5% of a company who may seek to influence it. Largest new stakes: Third Point LLC 100% of Third Point Private Capital Income Fund; Amtd Group Inc. 95.7% of The Generation Essentials Group; Foxo Technologies Inc. 74.9% of Ludwig Enterprises, Inc.
Nov 6, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| Clearone Inc | Bagley Edward D | 6.5% | 13D/A (amended) | |
| CDT Equity Inc. | Corvus Capital Ltd. | 22.1% | 13D/A (amended) | "Item 4. Purpose of Transaction." of the Schedule 13D is hereby amended and restated by this Amendment No. 8 as follows: The Reporting Persons acquired the shar |
| Silvia, Inc. | Pompliano Anthony John III | 20% | 13D/A (amended) | The Reporting Persons acquired their securities of the Issuer for investment purposes. Mr. Pompliano is the Chairman and Chief Executive Officer of the Issuer a |
| Silvia, Inc. | Noor Shain | 5.6% | 13D | The Reporting Person acquired the shares of Common Stock reported in this Schedule 13D (i) as consideration in the Silvia Merger in exchange for his equity inte |
| NIP Group Inc. | Seventh Hokage Management Ltd | 15.2% | 13D | The beneficial ownership that is the subject of this Schedule 13D was acquired for investment purposes. The Reporting Persons review its investments in the Issu |
| NIP Group Inc. | Tang Heng | 9.4% | 13D | The beneficial ownership that is the subject of this Schedule 13D was acquired for investment purposes. The Reporting Person reviews his investments in the Issu |
| Visium Technologies, Inc. | Adler Bo Niclas | 48.8% | 13D | The Reporting Persons review their investment in the Issuer on a regular and continuing basis. As of the date of this statement, the Reporting Persons have the |
| Guerrilla RF, Inc. | Salem Investment Partners V, Limited Partnership | 9.3% | 13D/A (amended) | On August 11, 2022, the Issuer entered into a loan agreement (the "Loan Agreement") with Salem, providing for a loan facility in the aggregate amount of up to $ |
| Guerrilla RF, Inc. | Bodford Alvin M. | 18.7% | 13D/A (amended) | The purpose of the Private Placement was to raise additional capital to fund the ongoing operations of the Issuer. As a result of the above-mentioned transactio |
| Solid Biosciences Inc. | RA Capital Management, L.P. | 10.8% | 13D/A (amended) | |
| Bambusa Therapeutics, Inc. | RA Capital Management, L.P. | 14.6% | 13D | The Reporting Persons acquired the common stock reported herein for investment purposes and not with an intent, purpose or effect of changing control of the Iss |
| The Generation Essentials Group | Amtd Group Inc. | 95.7% | 13D | Except as set forth in this Statement or in the transaction document described herein, none of the Reporting Persons nor, to the best of their knowledge, any pe |
| Amtd Digital Inc. | Amtd Group Inc. | 62.3% | 13D/A (amended) | On October 21, 2026, the Issuer and TGE entered into an Asset Transfer and Share Issuance Agreement (the "Asset Transfer Agreement"), pursuant to which the Issu |
| Cadeler plc | BW Altor Pte. Ltd. | 30.77% | 13D | The Reporting Person acquired all of the Shares to which this Statement relates in the Exchange Offer, which was completed in connection with the Redomiciliatio |
| Gauzy Ltd | Manieu Alexandre Weinstein | 50% | 13D | The Reporting Persons acquired the Ordinary Shares reported herein for investment purposes and to finance the Settlement and the Issuer's resulting financial re |
| Aifu Inc. | Zhang Zack | 56.12% | 13D | The Reporting Persons acquired beneficial ownership of the Ordinary Shares as described in this Schedule 13D for investment purposes. The Reporting Persons inte |
| Upland Software, Inc. | Ulysses Aggregator, LP | 22.46% | 13D/A (amended) | |
| LanzaTech Global, Inc. | Khosla Ventures III, L.P. | 58.4% | 13D/A (amended) | As previously disclosed by the Issuer, on October 14, 2026 (the "Tranche 1 Closing Date"), the Issuer, LanzaTech, Inc., a wholly-owned subsidiary of the Company |
| Hyatt Hotels Corporation | Wingate Andrew D. | 3.6% | 13D/A (amended) | |
| CVR Energy, Inc. | Icahn Carl C | 64.1% | 13D/A (amended) | On November 3, 2026, the Issuer entered into an underwriting agreement (the "Underwriting Agreement") with Barclays Capital Inc. and Jefferies LLC, as represent |
| Playstudios, Inc. | MGM Resorts International | 16.4% | 13D/A (amended) | As previously disclosed in the Schedule 13D initially filed in 2021, the Reporting Person received a contingent right to receive up to a specified number of sha |
| Surrozen, Inc. | Column Group III GP, LP | 21.4% | 13D/A (amended) | |
| GameSquare Holdings, Inc. | Goff John C | 3.3% | 13D/A (amended) | |
| HCA Healthcare, Inc. | Frisco Holding II | 33.8% | 13D/A (amended) | |
| Metropolitan Bank Holding Corp. | Patriot Financial Partners III, L.P. | 4.76% | 13D/A (amended) | Patriot Fund III acquired shares of the Company (the "Acquired Shares") for investment purposes. Except as otherwise described herein or in Item 6 below, no mem |
| Madrigal Pharmaceuticals, Inc. | Baker Bros. Advisors LP | 9.99% | 13D/A (amended) | This Amendment No. 5 is being filed to report the acquisition of common stock ("Common Stock") of Madrigal Pharmaceuticals, Inc. (the "Issuer") reported in Item |
| X Financial | Mangrove Coast Investment Ltd | 47.97% | 13D | On November 6, 2026, Mangrove Coast Investment Limited ("Mangrove") submitted a preliminary, non-binding letter (the "Proposal", incorporated herewith as Exhibi |
| AMG BBH Asset-Backed Credit Fund, LLC | Brown Brothers Harriman & Co | 70.74% | 13D/A (amended) | |
| Virtus Total Return Fund Inc. | Saba Capital Management, L.P. | 4.92% | 13D/A (amended) | Not Applicable. |
| BlackRock TCP Capital Corp. | Saba Capital Management, L.P. | 7.14% | 13D/A (amended) | |
| Ellsworth Growth and Income Fund Ltd. | Saba Capital Management, L.P. | 13.48% | 13D/A (amended) | The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they be |
| Vir Biotechnology, Inc. | Arch Venture Fund IX, L.P. | 7.3% | 13D/A (amended) | Each of AVF IX and AVF IX Overage acquired the Common Stock for investment purposes. Depending on market conditions, the continuing evaluation of the business a |
| NRC Health | Common Property Trust | 47.2% | 13D/A (amended) | |
| Resolute Holdings Management, Inc. | Resolute ManCo Holdings LLC | 55.1% | 13D/A (amended) | |
| Gpgi, Inc. | Resolute Compo Holdings LLC | 17.8% | 13D/A (amended) | |
| Aspen Neuroscience, Inc. | Orbimed Advisors LLC | 12.3% | 13D | This Statement on Schedule 13D relates to the acquisition of Shares by the Reporting Persons. The Shares acquired by the Reporting Persons were acquired for the |
| Cocrystal Pharma, Inc. | Opko Health, Inc. | 29.6% | 13D/A (amended) | |
| Braskem SA | Helu Carlos Slim | 4% | 13D | The Reporting Persons acquired the ADSs representing Class A Shares described in Item 3 above for investment purposes and did not acquire such ADSs with the pur |
| Triple Flag Precious Metals Corp. | Elliott Investment Management L.P. | 64.8% | 13D/A (amended) | The information set forth in Item 6 of this Amendment No. 4, including, without limitation, information as to the rights and obligations of the Reporting Person |
| BRT Apartments Corp. | Gould Investors L P | 27.2% | 13D/A (amended) |
Nov 5, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| Calamos Aksia Hedged Strategies Fund | Calamos Aksia Hedged Strategies Fund (Offshore), Ltd. | 31.4% | 13D/A (amended) | The Reporting Persons acquired and hold the Class I Shares for investment purposes. Depending on market conditions and other factors (including evaluation of th |
| Wheels Up Experience Inc. | Delta Air Lines, Inc. | 36.2% | 13D/A (amended) | "Additional Revolving Credit Facility Provided by Delta As disclosed by the Issuer in a Current Report on Form 8-K filed by the Issuer with the SEC on November |
| Stark Focus Group, Inc. | MJG Polo LLC | 45.23% | 13D | The purpose of the transaction is to allow the Reporting Persons to control the Issuer in order to change the line of business of the Issuer, such that it will |
| Cheche Group Inc. | Zhang Lei | 28.3% | 13D/A (amended) | Teton Trust was established for succession planning purposes, as previously disclosed. Lei Zhang is its settlor and investment advisor. The Company effected a 3 |
| Horizon Quantum Holdings Ltd. | You Harry L. | 7.4% | 13D/A (amended) | On November 3, 2026, the Sponsor made a pro rata in-kind distribution of 1,163,484 Class A Ordinary Shares and 2,844,660 Warrants to its members for no consider |
| MetLife, Inc. | Board of Directors of Metlife Inc | 16% | 13D/A (amended) | The Board of Directors (the "Board") is reporting beneficial ownership of 100,527,578 shares of Common Stock (the "Shares") held by the MetLife Policyholder Tru |
| LyondellBasell Industries N.V. | LYB Holdco LLC | 19.6% | 13D/A (amended) | |
| Liberty Media Corp | Malone John C | 0% | 13D/A (amended) | The information contained in Item 4 of the Schedule 13D is hereby supplemented to include the following information: The information set forth in Item 6 of this |
| Liberty Media Corp | Malone John C | 3.5% | 13D/A (amended) | The information contained in Item 4 of the Schedule 13D is hereby supplemented to include the following information: Mr. Malone holds and has acquired the share |
| MediaAlpha, Inc. | White Mountains Insurance Group Ltd | 24.3% | 13D/A (amended) | On November 4, 2026, WM Hinson sold 5,500,391 Class A Shares to J.P. Morgan Securities LLC pursuant to Rule 144 at a price of $13.90 per share (the "Sale"). Fol |
| Inve Technologies, Inc. | Radoff Bradley Louis | 4.9% | 13D/A (amended) | |
| Dole plc | Barta Jan | 11.9% | 13D/A (amended) | |
| NovaBridge Biosciences | Hhlr Advisors, Ltd. | 4.9% | 13D/A (amended) | |
| Third Point Private Capital Income Fund | Third Point LLC | 100% | 13D | Delticus acquired the securities reported herein for investment purposes, subject to the following: The information in Items 3, 5 and 6 of this Schedule 13D is |
| Third Point Private Capital Partners | Third Point LLC | 64.8% | 13D/A (amended) |
Nov 4, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| Southern Cross Acquisition II Corp. | Southern Cross Acquisition II Sponsor Corp. | 25.53% | 13D/A (amended) | On May 26, 2026, the Issuer issued 2,875,000 ordinary shares as founder shares to the Sponsor for an aggregate purchase price of $25,000. On August 25, 2026, th |
| Tevogen Inc. | Saadi Ryan H. | 91.1% | 13D/A (amended) | The information set forth in Items 3 and 6 of this Amendment is incorporated into this Item 4 by reference. |
| SDR Drone, Inc. | Strickland Paul | 2.7% | 13D | The Reporting Persons acquired and held the securities to control and restructure the Issuer, which was a shell company, including the reverse split effective A |
| GameSquare Holdings, Inc. | Blue & Silver Ventures, Ltd. | 4.46% | 13D/A (amended) | |
| cbdMD, Inc. | Akretive Holdings LLC | 15.9% | 13D | The Reporting Person acquired all of his securities pursuant to an Asset Purchase Agreement dated September 1, 2026, which provides the Reporting Person with th |
| MSC Income Fund, Inc. | Main Street Capital Corp | 5% | 13D | The Reporting Person intends to continuously review its investment in the Issuer, and may in the future determine (1) to acquire additional shares of Common Sto |
| Churchill Capital Corp XI | Churchill Sponsor XI LLC | 6.02% | 13D/A (amended) | The following amends and restates the information set forth in Item 4 of Amendment No. 1 by adding the following at the end thereof: Pursuant to the Merger Agre |
| Bhav Acquisition Corp II | Bhav Partners II LLC | 28.17% | 13D | Founder Shares - On June 25, 2026, the Sponsor acquired an aggregate of 5,750,000 Founder Shares for $25,000, or approximately $0.0043 per share. Subsequently, |
| Cadeler A/S | BW Altor Pte. Ltd. | 0% | 13D/A (amended) | |
| MDA Space Ltd. | CSG Space a.s. | 9.5% | 13D/A (amended) | CSG Space a.s. entered into the Swap to obtain additional economic exposure to the common shares of the Issuer as part of the Reporting Persons' long-term strat |
| Peraso Inc. | Nant Capital, LLC | 19.99% | 13D | The Reporting Person acquired the shares of Common Stock, Pre-Funded Warrants and Common Warrants for investment purposes. From and after the Closing, for so lo |
| Grindr Inc. | Zage George Raymond III | 53.8% | 13D/A (amended) | Between September 16, 2026 and November 3, 2026, Mr. Zage sold an aggregate of 2,000,000 shares of Common Stock held directly by him in open market transactions |
| Cipher Digital Inc. | Bitfury Top HoldCo B.V. | 11.2% | 13D/A (amended) | |
| Metalla Royalty & Streaming Ltd. | Tether Global Investments Fund, S.I.C.A.F., S.A. | 14.6% | 13D/A (amended) | |
| Knot Offshore Partners LP | Knutsen NYK Offshore Tankers AS | 36.9% | 13D/A (amended) | KNOT acquired its Common Units (including any Common Units issuable upon conversion of the Class B Units and Series A Preferred Units) for investment purposes a |
| Invesco Senior Income Trust | Saba Capital Management, L.P. | 5.18% | 13D | The Reporting Persons acquired the Common Shares to which this Schedule 13D relates in the ordinary course of business for investment purposes because they beli |
| Constitution Capital Access Fund, LLC | Universities Superannuation Scheme Ltd as sole corporate trustee for Universities Superannuation Scheme | 63.6% | 13D | The Reporting Person acquired the Class I Shares subject to this Schedule 13D for investment purposes. Subject and pursuant to the terms of the Agreement (as de |
| NAM TAI Property Inc. | Oasis Management Co Ltd. | 21.9% | 13D/A (amended) | |
| Clarion Partners Real Estate Income Fund Inc. | Franklin Templeton Inc | 48.2% | 13D/A (amended) | FTI acquired the Shares for investment and to facilitate the acquisition of the Issuer's commercial real estate investments. Depending upon overall market condi |
Nov 3, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| XCF Global, Inc. | Eeme Energy SPV I, LLC | 45.3% | 13D/A (amended) | Continued Support as Largest Shareholder & Best-Interest Initiatives EEME Energy SPV I, LLC ("EEME"), the largest shareholder of the Issuer, continues to steadf |
| Visium Technologies, Inc. | Lucky Mark Burdon | 9.43% | 13D/A (amended) | The paragraph of Item 4 captioned "Employment" is amended and restated in its entirety, and a paragraph captioned "Proposed reverse stock split" is added, as fo |
| Priority Technology Holdings, Inc. | Priore Thomas Charles | 56.4% | 13D/A (amended) | Amendment No. 1 to Support Agreement On November 3, 2026, the Issuer, Parent, Holdings and the Supporting Stockholders entered into Amendment No. 1 to Support A |
| PIMCO Flexible Real Estate Income Fund | Ivascyn Daniel J | 5.5% | 13D/A (amended) | |
| CVR Energy, Inc. | Icahn Carl C | 70.8% | 13D/A (amended) | On November 2, 2026, the Issuer entered into an Equity and Asset Purchase Agreement (the "Purchase Agreement") with Marathon Petroleum Company LP and certain ot |
| Pelthos Therapeutics Inc. | Ligand Pharmaceuticals Inc | 49.9% | 13D/A (amended) | The Merger Agreement. On October 30, 2026, the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Credit Card |
| Carvana Co. | Garcia Ernest C. II | 22.7% | 13D/A (amended) | |
| Playboy, Inc. | Docler Holding S.a r.l. | 17% | 13D/A (amended) | |
| GeoPark Limited | Colden Investments S.A. | 56.3% | 13D/A (amended) | Following the closing of the Miranda Transaction, Jaime Gilinski may be deemed to beneficially own a majority of the outstanding Common Shares. |
| Nautilus Biotechnology, Inc. | Perceptive Advisors LLC | 3.9% | 13D/A (amended) | |
| Penguin Solutions, Inc. | SK hynix Inc. | 9.1% | 13D | Other than as set forth in this Schedule 13D, the Reporting Persons do not have any present plans or proposals which relate to or would result in: (i) any acqui |
| SPACCircle Acquisition Corp. | Spaccircle Sponsor LLC | 34.5% | 13D | In connection with the organization of the Issuer, on April 22, 2026, 5,750,000 Class B Ordinary Shares (the "Founder Shares") were purchased by the Sponsor for |
| Masonglory Ltd | Fung & Tun Ltd | 22.8% | 13D/A (amended) | The purpose of the aforementioned acquisitions is for investment. The Reporting Person will evaluate their investment in the Issuer from time to time and may at |
| ADM Tronics Unlimited, Inc. | Wasson Gregory D | 21.6% | 13D | Private Placement The securities were acquired for investment and participation in the Issuer's financing and business-development strategy pursuant to the Secu |
| PRF Technologies Ltd. | S.H.N. Financial Investments Ltd. | 5.72% | 13D/A (amended) | By letters dated October 7, 2026 and October 18, 2026, the Issuer rejected the demand set forth in S.H.N.'s letter to the Issuer dated September 24, 2026 (the " |
| Blackstone Long-Short Credit Income Fund | Saba Capital Management, L.P. | 6.91% | 13D/A (amended) | Not Applicable. |
| Vail Resorts Inc | Oasis Management Co Ltd. | 9.6% | 13D/A (amended) | On October 30, 2026, Oasis Management delivered a letter to the Issuer withdrawing its nominations of Bryce Roberts and Picabo Street for election to the Board |
| OpenWorld, Inc. | Shaw Matthew Ian | 40.7% | 13D/A (amended) | As disclosed in the Issuer's Form 8-K filed with the SEC on October 30, 2026, in connection with the closing of Issuer's registered direct public offering on Oc |
| OpenWorld, Inc. | Hernandez Gerard Albert Palana | 4.4% | 13D/A (amended) | As disclosed in the Issuer's Form 8-K filed with the SEC on October 30, 2026, in connection with the closing of Issuer's registered direct public offering on Oc |
| PIMCO New York Municipal Income Fund II | Bank of America Corp | 100% | 13D/A (amended) | |
| PIMCO Municipal Income Fund II | Bank of America Corp | 70.7% | 13D/A (amended) | |
| PIMCO California Municipal Income Fund | Bank of America Corp | 71% | 13D/A (amended) |
Nov 2, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| Primecap Odyssey Funds | Molinelli Gregory Todd | 3.9% | 13D/A (amended) | |
| Primecap Odyssey Funds | Mordecai Alfred Winborne | 2.4% | 13D/A (amended) | |
| Bassett Furniture Industries Inc | Auto Services Company, Inc. | 5.5% | 13D/A (amended) | On October 29, 2026, the Repurchase closed, and ASC sold the 300,000 Repurchased Shares to the Issuer pursuant to the Repurchase Agreement at a price of $22.047 |
| Vertical Data Inc. | Soni Deven | 18.7% | 13D | The Reporting Persons acquired the securities reported in this statement as founder shares, upon exercise of stock options granted by the Issuer, and as compens |
| Maxcyte, Inc. | Liontrust Investment Partners LLP | 4.9% | 13D | (a) The acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer |
| Jewett Cameron Trading Co Ltd | AJB Investment Fund II, LP | 15.6% | 13D/A (amended) | The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractiv |
| Seer, Inc. | BML Investment Partners, L.P. | 4.7% | 13D | On November 2, the Reporting Person sent a letter to the Board expressing disappointment in the Board's decision to remain a public company. |
| Lenz Therapeutics, Inc. | RA Capital Management, L.P. | 0.2% | 13D/A (amended) | |
| Phathom Pharmaceuticals, Inc. | Frazier Life Sciences Public Fund, L.P. | 7.4% | 13D/A (amended) | |
| Dine Brands Global, Inc. | Arkhouse Management Co. LP | 4.3% | 13D | The Reporting Persons believe that the Issuer's Common Stock is undervalued and represents an attractive investment opportunity. On October 26, 2026, Arkhouse M |
| Hamilton Lane Venture Capital & Growth Fund | Hamilton Lane Advisors LLC | 17.6% | 13D | All of the securities reported herein as beneficially owned by HLA were acquired for investment purposes, subject to the following. Depending on market conditio |
| Penguin Solutions, Inc. | SK Telecom Co Ltd | 0% | 13D/A (amended) | On October 29, 2026 (the "Closing Date"), pursuant to the Stock Transfer Agreement dated as of July 27, 2026 (the "Stock Transfer Agreement") between Astra, a s |
| Dine Brands Global, Inc. | Cobblers Cove Capital LP | 1.4% | 13D | The Reporting Persons acquired the shares reported herein, as applicable, because they believed the shares represented an attractive investment opportunity. Cob |
| MSG Rangers Corp. | Dolan James Lawrence | 13.2% | 13D | On October 26, 2026, MSG Knickerbockers Corp., which was formerly known as Madison Square Garden Sports Corp. ("MSG Knickerbockers"), completed a spin-off of th |
| Icon Energy Corp | Hampton Financial Corp | 9% | 13D/A (amended) | The following supplements the disclosure set forth in the original 13D: On October 29, 2026, Hampton sent a letter to the Issuer, a copy of which is attached he |
| EVgo Inc. | EVgo Member Holdings, LLC | 56.81% | 13D/A (amended) | On November 2, 2026, LS Power Equity Advisors, LLC ("LSP Advisors"), on behalf of itself and certain of its affiliates (collectively, "LS Power"), delivered to |
| Graham Holdings Company | O'Shaughnessy Laura | 12% | 13D/A (amended) | |
| Narragansett Bancorp, Inc. | Narragansett Financial Corp | 55% | 13D | While the Reporting Person intends to exercise its rights as majority stockholder of the Issuer, neither the Reporting Person nor any of the Insiders currently |
| Greenlight Capital RE, Ltd. | Einhorn David | 18.7% | 13D/A (amended) | In order to reduce the likelihood of any adverse tax consequences to holders of Ordinary Shares due to the repurchase of Ordinary Shares made by the Company in |
| AMG BBH Asset-Backed Credit Fund, LLC | Brown Brothers Harriman & Co | 69.56% | 13D/A (amended) |
Oct 30, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| LEE Enterprises, Inc | Quint Digital Ltd | 14.4% | 13D | The Reporting Person acquired the Common Stock to which this Schedule 13D relates in the ordinary course of business as a long-term strategic investment. Consis |
| SenesTech, Inc. | Glenbrook Capital Management | 40.51% | 13D/A (amended) | In April 2026, the Reporting Person commissioned, at its expense, a strategic study of the rodent control market by Sandstrom Partners, Inc. ("Sandstrom"), the |
| Vtex | SB Global Advisers Ltd | 42.9% | 13D/A (amended) | |
| Bradbury Capital Inc. | Tan Benjamin Hua Boon | 7.15% | 13D | The acquisition by Benjamin Tan Hua Boon of the Shares (as hereinafter defined) as described herein was effected because of the belief that the Shares represent |
| Braemar Hotels & Resorts Inc. | Al Shams Investments LTD | 9.48% | 13D/A (amended) | On October 30, 2026, ASIL made the following statement: "Al Shams Investments regards the proposed refresh of Braemar's Board as the right way forward. We have |
| Franklin Street Properties Corp | Powell Anderson Capital Partners LLC | 8% | 13D/A (amended) | |
| Maplebear Inc. | Sc US (ttgp), Ltd. | 7.9% | 13D/A (amended) | On October 28, 2026, the Company entered into an Agreement and Plan of Merger (the "Merger Agreement") with DoorDash, Inc., a Nevada corporation ("Parent"), and |
| Powerus Corp | Sinensky Michael | 9.8% | 13D/A (amended) | The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger. On October 30, 2026, Aeromaris transferred |
| Ives Ultra AI Opportunities Inc. | YA II PN, Ltd. | 9.4% | 13D | The Reporting Persons entered into the Option and expect to exercise the Option and acquire the securities reported herein for investment purposes, subject to t |
| World Acceptance Corporation | Prescott General Partners LLC | 26.6% | 13D/A (amended) | "As described more fully in Item 5 below, as general partner of the Partnerships, PGP may be deemed to beneficially own 1,242,619 shares of Common Stock held by |
| Pgim Private Credit Fund | Pgim Strategic Investments, Inc. | 61.2% | 13D/A (amended) | |
| Western Asset Inflation-Linked Income Fund | Karpus Management, Inc. | 38.82% | 13D/A (amended) | |
| MediaAlpha, Inc. | White Mountains Insurance Group Ltd | 35.1% | 13D/A (amended) | |
| Green Brick Partners, Inc. | DME Capital Management, LP | 24.4% | 13D/A (amended) | |
| Xponential Fitness, Inc. | Fund 1 Investments, LLC | 9.9% | 13D/A (amended) | On October 30, 2026, the Reporting Person delivered a letter (the "Letter") to the Issuer's board of directors (the "Board") including a non-binding proposal fo |
| Alkami Technology, Inc. | Jana Partners Management, LP | 4.98% | 13D/A (amended) | The Reporting Person reduced its ownership of the Issuer to below the applicable reporting threshold, providing greater flexibility to engage in private discuss |
Oct 29, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| Zevia PBC | Bubble Holdings, LLC | 16.1% | 13D | Investment: The Reporting Persons acquired the Series A Preferred Stock for investment purposes. Under the October 22, 2026 Securities Purchase Agreement, Bubbl |
| Visium Technologies, Inc. | Lucky Mark Burdon | 9.43% | 13D/A (amended) | The paragraphs of Item 4 captioned "Composition of the Board (Item 4(d))" and "Employment" are amended and restated in their entirety as follows: Composition of |
| Visium Technologies, Inc. | Lucky Mark Burdon | 9.43% | 13D/A (amended) | The Reporting Person acquired the securities reported in this Schedule 13D as compensation, in settlement of amounts owed to him by the Issuer, and for investme |
| Enersyn Global Inc. | Liu Ming Hui | 94.8% | 13D/A (amended) | The Reporting Persons acquired the securities of the Issuer for investment purposes. The Reporting Persons intend to review their investment in the Issuer on a |
| Ludwig Enterprises, Inc. | Foxo Technologies Inc. | 74.9% | 13D | FOXO entered into the Purchase Agreements, the Voting Agreements and the Note Purchase Agreement for the purpose of acquiring voting control of the Issuer. If t |
| Starz Entertainment Corp. | Allen Family Capital, LLC | 0% | 13D/A (amended) | |
| Stablecoin Development Corp | Sky Frontier Foundation | 9.9% | 13D/A (amended) | The Reporting Person has exercised its right under the IRA to nominate one director to the Issuer's board of directors. On September 2, 2026, the Issuer's board |
| Cloopen Group Holding Limited | TB Alternative Assets Ltd. | 0% | 13D/A (amended) | On September 24, 2026, at an extraordinary general meeting of the shareholders of the Issuer (the "EGM"), the shareholders of the Issuer authorized and approved |
| Nano-X Imaging Ltd. | Moalem Moshe | 8.49% | 13D | The Reporting Person acquired the Ordinary Shares beneficially owned by him for investment purposes and intends to review his investment in the Issuer on a cont |
| Top Ships Inc. | Family Trading Inc. | 21.95% | 13D/A (amended) | |
| Gossamer Bio, Inc. | D. E. Shaw & Co, L.P. | 4.2% | 13D/A (amended) | |
| T-Mobile US, Inc. | Deutsche Telekom AG | 55.9% | 13D/A (amended) | |
| Forge Nano Holdings, Inc. | Lichty Paul Robert | 7.5% | 13D | The Reporting Person acquired the shares of Common Stock reported on this Schedule 13D in connection with the Business Combination for investment purposes. Exce |
| Ultralife Corp | Whitmore Bradford T | 40.3% | 13D/A (amended) | WHLLC Purchase of Common Stock WHLLC purchased, between May 21, 2026 and May 26, 2026, a total of 108,878 shares of Common Stock of the Issuer subsequent to the |
| SkyAI, Inc. | Bastion Trading Ltd | 9.9% | 13D/A (amended) | On October 27, 2026, the Reporting Persons entered into a tender offer support and settlement agreement (the "Agreement") with the Issuer (the Issuer and the Re |
| Nano Dimension Ltd. | Murchinson Ltd. | 10.1% | 13D/A (amended) |
Oct 28, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| LeonaBio, Inc. | Sermonix Pharmaceuticals, Inc. | 25.1% | 13D/A (amended) | The assignment of the remaining prefunded warrant rights to acquire 2,352,932 common shares of Issuer effects the previously disclosed distribution-in-kind to P |
| Smith & Wesson Brands, Inc. | JDH Capital I, L.P. | 16.7% | 13D | Mergers On October 21, 2026 (the "Closing Date"), the Issuer entered into an Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Tris |
| RedCloud Holdings plc | Byland Christina Elisabeth | 68.81% | 13D/A (amended) | Reporting Person has no current plans relating to (a) through (j) of Item 4. The Reporting Person may, at any time and from time to time, review or reconsider h |
| RedCloud Holdings plc | Senn Nikolaus Beat | 13.92% | 13D/A (amended) | Reporting Person has no current plans, other than as a member of the Board, relating to (a) through (j) of Item 4. The Reporting Person may, at any time and fro |
| Visium Technologies, Inc. | Taylor Paul Richard | 0% | 13D/A (amended) | The transactions described in the Original Statement did not occur. The Issuer's proposed acquisition of ConnexUS AI Inc. was terminated on June 8, 2026, and no |
| Bassett Furniture Industries Inc | Auto Services Company, Inc. | 8.7% | 13D/A (amended) | On October 26, 2026, ASC and the Issuer entered into a Share Repurchase Agreement (the "Repurchase Agreement"), pursuant to which ASC agreed to sell, and the Is |
| Power REIT | Bradley & Daytona Railway & Land Co. LLC | 5.2% | 13D/A (amended) | On October 28, 2026, the Reporting Persons commenced litigation against the Issuer in the Circuit Court for Baltimore County, Maryland, to compel the Issuer to |
| NewHydrogen, Inc. | Sunhydrogen, Inc. | 42.7% | 13D | The purpose of SunHydrogen's acquisition of securities of NewHydrogen was to make a strategic investment in NewHydrogen and to explore potential technical and c |
| First Eagle Private Credit Fund | Fepcf Founders Fund, L.P. | 64.7% | 13D/A (amended) | |
| Playboy, Inc. | Docler Holding S.a r.l. | 12.9% | 13D/A (amended) | |
| GeoPark Limited | Colden Investments S.A. | 27.9% | 13D/A (amended) | |
| ReNew Energy Global plc | Canada Pension Plan Investment Board | 34.3% | 13D/A (amended) | This Amendment amends and supplements Item 4 of the Original Schedule 13D by adding the following: Side Letter to the Transaction Agreement On October 28, 2026, |
| Masonglory Ltd | Fung & Tun Ltd | 32.3% | 13D/A (amended) | The purpose of the aforementioned acquisitions is for investment. The Reporting Person will evaluate their investment in the Issuer from time to time and may at |
| MGM Resorts International | People Inc | 26.5% | 13D/A (amended) | |
| Amber International Holding Limited | Wu Yuao | 19.1% | 13D/A (amended) | The transfers by Amber Fort Limited to Mars and Amber Zillion Limited described in Item 5(c) were dividends paid to those designated shareholders in the form of |
| Weave Communications, Inc. | Crosslink Capital Inc | 0% | 13D/A (amended) | Agreement and Plan of Merger On Monday, October 26, 2026, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated August 18, 2026, by and a |
| Adams Natural Resources Fund, Inc. | Saba Capital Management, L.P. | 7.26% | 13D/A (amended) | The Reporting Persons acquired the Common Shares to which this Schedule 13D/A relates in the ordinary course of business for investment purposes because they be |
| ReNew Energy Global plc | Sinha Sumant | 19.75% | 13D/A (amended) | This Amendment amends and supplements Item 4 of the Original Schedule 13D by adding the following: Side Letter to the Transaction Agreement On October 28, 2026, |
| Strive, Inc. | Ramaswamy Vivek | 4.6% | 13D/A (amended) | |
| The Wendy's Company | Trian Fund Management, L.P. | 16.23% | 13D/A (amended) | On October 28, 2026, Trian Management, which, together with its affiliated funds and related parties, beneficially owns approximately 16.25% of the outstanding |
| BankUnited, Inc. | HoldCo Asset Management, LP | 5% | 13D | The Reporting Persons purchased the Shares based on the Reporting Persons' belief that the Shares, when purchased, were undervalued and represented an attractiv |
| Nathans Famous, Inc. | Gamco Investors, Inc. et Al | 0% | 13D/A (amended) |
Oct 27, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| CDT Equity Inc. | Corvus Capital Ltd. | 22.1% | 13D/A (amended) | "Item 4. Purpose of Transaction." of the Schedule 13D is hereby amended and restated by this Amendment No. 7 as follows: The Reporting Persons acquired the shar |
| PodcastOne, Inc. | Galloway Capital Partners, LLC | 2.95% | 13D/A (amended) | Each Reporting Person acquired the securities described in this Schedule 13D for investment purposes and intend to review its investment in the Issuer on a cont |
| TON Strategy Company | Stotz Manuel | 21.96% | 13D/A (amended) | The Funds acquired the Common Stock reported in the Schedule 13D on August 7, 2025 in the Issuer's private placement of securities pursuant to the Subscription |
| Elastic N.V. | Pictet Asset Management SA | 4.9% | 13D/A (amended) | The Reporting Person acquired shares of Elastic NV as part of its investment strategy, which includes considering the clarity and robustness of the issuer's lon |
| Atlas Trinity Tech Co. | Liu Zhiwei | 6.42% | 13D/A (amended) | |
| Pluri Inc. | Chutzpah Holdings Ltd | 38.85% | 13D/A (amended) | On October 20, 2026, CHLP and the Issuer entered into the October 2026 SPA, pursuant to which CHLP acquired 833,334 Common Shares at a purchase price of $1.50 p |
| Corebridge Financial, Inc. | Nippon Life Insurance Co | 29.4% | 13D/A (amended) | |
| First Eagle Private Credit Fund | NextEra Energy Inc | 31.9% | 13D/A (amended) | |
| Powerus Corp | Sinensky Michael | 11.6% | 13D/A (amended) | The Reporting Persons acquired beneficial ownership of the securities reported herein in connection with the Merger. On October 23, 2026, Aeromaris transferred |
| Dogwood Therapeutics, Inc. | Sealbond Ltd | 75.2% | 13D/A (amended) | |
| Spar Group, Inc. | Brown Robert G/ | 18.7% | 13D/A (amended) | On May 1, 2026, the Issuer, Brown and SBS entered into a Settlement Agreement and Release and a separate CIC-Related Side Letter (the "CIC Side Agreement"). As |
| Spar Group, Inc. | Brown Robert G/ | 18.7% | 13D/A (amended) | On May 1, 2026, the Issuer, Brown and SBS entered into a Settlement Agreement and Release and a separate CIC-Related Side Letter (the "CIC Side Agreement"). As |
| Empire Petroleum Corporation | Energy Evolution Master Fund, Ltd. | 28.1% | 13D/A (amended) | EEF acquired and owns or owned the shares of Common Stock, convertible notes, and warrants to purchase Common Stock, as described herein, for investment purpose |
| AI Okto Corp. | Pani Corp. | 77.2% | 13D/A (amended) | |
| Red Robin Gourmet Burgers Inc | JCP Investment Management, LLC | 10.3% | 13D/A (amended) | On October 23, 2026, each of Messrs. Pappas and Martin notified the Issuer of his resignation from the Board and all committees of the Board, effective as of Oc |
| Group 1 Automotive, Inc. | Conifer Management, L.L.C. | 16.9% | 13D/A (amended) |
Oct 26, 2026
| Company | Holder | Stake | Filing | Purpose |
|---|---|---|---|---|
| SenesTech, Inc. | LeBeau Justin Michael | 5.4% | 13D | The Reporting Person acquired the shares of Common Stock reported herein for investment purposes because he believes the Common Stock is significantly undervalu |
| Primecap Odyssey Funds | Molinelli Gregory Todd | 10.5% | 13D | The purpose of the transaction is for investment purposes only and not for the purpose of changing of influencing control of PRIMECAP Odyssey Discovery ETF ("PO |
| Primecap Odyssey Funds | Mordecai Alfred Winborne | 6.6% | 13D | The purpose of the transaction is for investment purposes only and not for the purpose of changing of influencing control of PRIMECAP Odyssey Discovery ETF ("PO |
| XCF Global, Inc. | Eeme Energy SPV I, LLC | 45.3% | 13D/A (amended) | EEME is seeking financing proposals for XCF in the aggregate amount of $200 million in order to recapitalize XCF and possible reduce other debt on XCF's balance |
| CPS Technologies Corp. | Global Value Investment Corp. | 6.46% | 13D | The Reporting Persons purchased the shares of Common Stock for investment purposes, and such purchases have been made in the ordinary course of business of the |
| Hepion Pharmaceuticals, Inc. | Gravitas Collective Corp. | 19.9% | 13D | The Common Stock owned by the Reporting Person was acquired for investment purposes. The Reporting Person may make further acquisitions of the Common Stock from |
| Aurelion Inc. | Antalpha Capital (HK) Ltd | 49.1% | 13D/A (amended) | The information regarding the Subscription set forth in Item 3 above is incorporated into this Item 4 by reference. Antalpha Capital (HK) Limited entered into t |
| Capstone Energy+, Inc. | Monarch Alternative Capital LP | 39.8% | 13D/A (amended) | As previously disclosed, the Monarch Funds have certain rights to appoint two individuals as directors of the Issuer. On October 23, 2026, the Monarch Funds des |
| Disc Medicine, Inc. | AI DMI LLC | 6.6% | 13D/A (amended) | |
| City Therapeutics, Inc. | Arch Venture Fund XII, L.P. | 25.6% | 13D | AVF XII and the other Reporting Persons acquired the Common Stock for investment purposes. Depending on market conditions, the continuing evaluation of the busi |
| Azul S.A. | American Airlines Group Inc. | 7.9% | 13D | Warrant Exercise Item 3 above includes a description of the Warrant Exercise and is incorporated by reference to this Item 4. General The Reporting Persons acqu |
| LeonaBio, Inc. | Perceptive Advisors LLC | 19.99% | 13D/A (amended) | |
| Surgery Partners, Inc. | Bcpe Seminole Holdings LP | 22.96% | 13D/A (amended) | As disclosed by the Issuer in its Current Report on Form 8-K, filed with the Securities and Exchange Commission on October 26, 2026, on October 23, 2026 the Iss |
| Nathan's Famous, Inc. | Lorber Howard M | 0% | 13D/A (amended) | On October 26, 2026 (the "Closing"), pursuant to the Agreement and Plan of Merger, dated January 20, 2026 (the "Merger Agreement"), by and among Smithfield Food |
| Brera Holdings PLC | Rbch Ltd | 18.33% | 13D/A (amended) | On October 26, 2026, RBCH Ltd. ("RBCH") issued a press release containing the Reporting Persons' comments on the unaudited condensed consolidated financial stat |
| APPlife Digital Solutions Inc | Mammoth Crest Capital LLC | 57.4% | 13D | The Reporting Persons acquired the securities in connection with the Reverse Merger, as compensation, and in connection with loans and credit support provided t |
| Target Hospitality Corp. | TDR Capital II Investments LP | 14.6% | 13D/A (amended) | |
| Ursb Bancorp, Inc. | Seidman Lawrence B | 6.53% | 13D/A (amended) | |
| Quanex Building Products Corporation | Teleios Capital Partners GmbH | 8.78% | 13D/A (amended) | The Reporting Persons have engaged in dialogue with the Issuer's management and board of directors and may from time to time continue such discussions regarding |
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Read automatically from SEC filings (Form 4, 8-K, Schedule 13D), House and Senate disclosures and news headlines; errors are possible. Not investment advice.